Kam is a London-based principal associate at Gowling WLG. She advises on funds and financial services regulation, with an emphasis on the structuring, regulation, management and distribution of alternative investment funds (both listed and unlisted) that invest in a variety of strategies and asset classes (real estate, debt, equities, infrastructure and technology). Kam has practised in this area since qualification in 2009.
She has extensive experience in advising alternative investment fund managers (private equity, real estate and hedge), listed funds and corporates, banks, insurers, placing agents, intermediaries, benchmark users, pension schemes and other market participants on compliance with UK and EU regulation, including FSMA, AIFMD, EMIR, MiFID II, MAR, PRIIPs, the SMCR and the whistleblowing rules, as well as the regulatory environment for initial coin offerings, blockchain and cryptocurrencies.
Kam also advises on the regulatory aspects of corporate transactions, FCA authorisations and variations of permission and assisting firms with their response to FCA and PRA enquiries.
Kam has experience working in-house at Barclays Wealth, where she advised on domestic and cross border transactions, product development and compliance with new legislative and regulatory requirements.