Warren Cass Associate

Speaks:  English, French

Year of Call: 2014 - New York

Year of Call: 2013 - Ontario

Primary phone: +1 416-862-5706

Fax: +1 416-862-7661

Email: warren.cass@gowlingwlg.com

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Primary office:  Toronto

Warren Cass

Warren Cass is a Toronto-based associate practising in securities and corporate law, with key experience in public and private securities offerings, mergers and acquisitions, going-public transactions on the TSX, TSX Venture Exchange, and Canadian Securities Exchange, regulatory and stock exchange compliance, continuous disclosure, and corporate governance.

Warren has acted as counsel to investment dealers and companies from industries, including:

  • FinTech
  • Cannabis
  • Pharmaceuticals and biotechnology
  • Investment dealing and wealth management
  • Mortgage investments
  • Mining and mineral exploration
  • Manufacturing

Career & Recognition

Filter timeline:
  • 2016

    • Community
      Director, Artscape Non-Profit Homes Inc.
  • 2014

    • Qualifications (Year of Call/Admission, etc.)
      Year of Call, New York
  • 2013

    • Qualifications (Year of Call/Admission, etc.)
      Year of Call, Ontario
  • 2012

    • Education
      University of Toronto, JD
  • 2007

    • Education
      McGill, BA (Hons.)


  • Ontario Bar Association
  • Canadian Bar Association

Representative Work

  • $20-million private cross-border acquisition of a Canadian toy company with US and Hong Kong operations, using exchangeable limited partnership unit structure.
  • Issuer's counsel to a TSX-V listed FinTech company in connection with a $36.6 million bought deal private placement.
  • Issuer's counsel to a private fintech start-up in connection with $5.5 million in inbound strategic investments by institutional investors.
  • Counsel to a TSX-V listed portfolio management company and exempt market dealer in connection with the acquisition of two private portfolio management companies.
  • Listing of a private mineral exploration company in connection with its listing on the TSX-V by way of reverse take-over.
  • Issuer's counsel to a cannabis company in connection with a $25-million brokered and concurrent $13-million non-brokered private placement of subscription receipts.